When Will Finra’s Broker Compensation Proposal Become a Reality?

Some industry observers predict that it will be approved by the SEC this summer.

Here’s the most readable and easy to understand summary that we’ve found:

FAQ’s on FINRA’s Broker Compensation Proposal

For those who’d like to read the entire 66 page enchilada, here you go:

FINRA Proposed RULE #2243

We’ll keep you apprised of it’s effects on industry recruitment.

You can read our previous post here:

The Skinny on the FINRA Advisor Bonus Disclosure Rule

About Mark Elzweig

I am an executive search recruiter with an inside track on financial advisors, the asset management industry, and Wall Street. My work has appeared in numerous publications including On Wall Street,AdvisorOne, and Fund Fire. Journalists regularly seek me out, so you catch my bon mots in The Wall Street Journal, Research Magazine, Reuters, and more. You can follow me on Twitter @elzweig or you can reach me directly at 212-685-7070 or elzweig@elzweig.com.
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