When Will Finra’s Broker Compensation Proposal Become a Reality?

Some industry observers predict that it will be approved by the SEC this summer.

Here’s the most readable and easy to understand summary that we’ve found:

FAQ’s on FINRA’s Broker Compensation Proposal

For those who’d like to read the entire 66 page enchilada, here you go:

FINRA Proposed RULE #2243

We’ll keep you apprised of it’s effects on industry recruitment.

You can read our previous post here:

The Skinny on the FINRA Advisor Bonus Disclosure Rule